Job Description
Build the future with us
Are you driven by promoting ethical trading practices and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Trade Conduct Compliance Analyst, you will play a key role in strengthening our compliance infrastructure by supporting data analysis, generating insightful reports, and contributing to operational processes that ensure sound trading conduct.
This position is a great opportunity to showcase your analytical skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation. In this role, you'll analyze trading data to identify trends and potential compliance issues, assist in developing compliance reports, and provide essential support to the compliance team—all within a dynamic environment where attention to detail and the ability to manage multiple tasks are key to success.
What you’ll accomplish with us
As a Trade Conduct Compliance Analyst, you’ll be at the core of our mission. Here are the main responsibilities:
- Conduct real time and post trade surveillance of securities and financial instrument transactions executed by multiple trading desks.
- Proactively identify, manage and escalate potential regulatory concerns.
- Support the Trade Conduct Compliance department by maintaining surveillance logs and enhancing the surveillance process’s effectiveness and efficiency.
- Collaborate in the development of tools and surveillance system.
- Engage with traders and members of the Capital Markets division to address regular and ad hoc trade surveillance queries.
- Design, present, and report key performance indicators for the trade surveillance program. Summarize findings for compliance reporting.
- Create, test, and implement new surveillance scenarios.
- Work closely with various business lines and partners to pinpoint potential regulatory risk. Develop and implement controls to manage and mitigate these risks.
- Collaborate cross-functionally on evolving compliance requirement and risk dynamics.
What could accelerate your success in this role
We’re looking for someone who:
- Is known for their strong analytical and data management skills
- Stands out for their high level of organization, attention to detail, and accuracy
- Demonstrates strong proficiency with MS Office, particularly advanced Excel skills
- Is recognized for their excellent written and verbal communication, as well as their ability to work effectively within a team
- Has 1–3 years of experience in a relevant role, preferably in the financial services industry; knowledge of trading systems and compliance software is an asset
- Has a University Degree or a College Diploma, preferably in Finance, Economics, Accounting, or a related discipline
- Advanced levels of English proficiency, as the role involves communicating with anglophones daily.
- Advanced level of French proficiency, as the role involves communicating with francophones daily.
Why you’ll love working with us
- A work environment where learning and development merge with a collective pursuit of excellence.
- A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.
- The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.
- Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!
Apply now and get ahead of your career, where your talent really belongs!
Still unsure about applying?
At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you!
Location(s)
Montreal, Quebec
Other Possible Location(s)
Company
iA Private Wealth Inc.
Posting End Date
2026-01-28
Company Overview
iA Financial Group* is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.
With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.
At iA, we’re invested in you.
* iA Financial group includes of the following entities: iA Services financiers, iA assurance auto et habitation, iA Gestion privée de patrimoine, PPI Management, Investia, iA Gestion de placements, Prysm, iA Clarington, Michel Rhéaume et associés, Garanties Nationales, WGI Manufacturing, WGI Service Plan Division, Lubrico, iA Financement auto
Our Commitment to Diversity and Inclusion
At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.
Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here. Someone from our team will be happy to assist you with your needs.