Within our Private Banking Europe organisation, we are looking for a Regulatory Business and Project Manager Europe (80–100%, f/m/d). The position can be based in Vaduz and/or Zurich.
In this role, you will work as part of a team acting as an interface between Compliance, Front Office and IT, serving as a competence centre and primary contact within the Europe organisation. Your responsibilities include:
Project Work
Leading sub-projects and/or participating in group-wide projects for the Europe region
Implementing regulatory requirements – in particular European investor protection regulations (e.g. MiFID II, FIDLEG) as well as Product Governance regulations – in close cooperation with the business units and Compliance
Product Governance & Suitability
Taking ownership, including business support, for investor protection rules and related documentation and forms (e.g. investor profile)
Ensuring that (pre-trade) mandatory documentation reflects the relevant regulatory requirements
Supporting Product Governance and Suitability committees (e.g. Product Committees, Suitability Boards) by preparing decision-making materials
Contributing to the definition of attributes and logics in the context of Product Governance (e.g. target market attributes, risk classifications, fee data)
Test Management & Quality Assurance
Performing and/or coordinating system tests
Providing business-side sign‑off of implemented solutions
Co‑Chair of the European Suitability Board
Jointly leading the European Suitability Board, ensuring proper governance, regulatory compliance and consistent decision-making
Preparing and presenting decision documents, including minute-taking and documentation
Completed degree (university of applied sciences or university, Bachelor’s or Master’s level) and several years of project management experience in the financial services industry
Sound knowledge of relevant regulations in the European environment, e.g. MiFID II / FIDLEG, PRIIP and Product Governance requirements
Experience working with IT, including the preparation of business requirements, functional specifications and use cases
Strong analytical skills, a structured way of working, and a high affinity for data and regulatory details
Confident use of standard MS Office tools (in particular Excel, PowerPoint, Visio or comparable tools for process modelling)
Personal Competencies
An integer, resilient personality with quick comprehension skills and a strong interest in interdisciplinary collaboration with various subject-matter experts
Assertiveness in coordination with business units and IT, combined with strong cooperation skills
Strong interest in the practical implementation of regulatory topics and problem-solving
Excellent written and spoken German and English skills
We are looking forward to receiving your online application.
For any further information please do not hesitate to contact us.
LGT Gruppe Holding AGHuman Resources
Marjana Hrkac