Salary Range:
$185,000 CAD - $217,500 CAD
Specific compensation will be based on candidate’s experience, skills, qualifications, commercial considerations, and other job-related factors permitted by law. At Russell Investments, salary is just one part of our compensation package. Our total rewards approach includes an annual performance bonus (subject to eligibility criteria) in addition to participation in our competitive benefits programs including healthcare, retirement, vacation, and wellbeing programs.
This posting is for an existing position vacancy.
Job Description:
The Canada Advisor Chief Compliance Officer will be responsible for the management and execution of the compliance program for Russell Investments Canada registered investment advisors. Our compliance team serves as a robust independent second line of defense to help ensure that the firm operates within regulatory requirements and industry practices. The Advisor CCO will report directly to Russell Investments Global Chief Compliance Officer.
The role will be based in the Toronto office.
Your Core Responsibilities:
- Fosters a culture aligned with Russell Investments’ purpose, values, and strategy, consistently role modeling expected behaviors.
- Provides expert compliance and regulatory guidance across the firm, addressing complex, ambiguous issues and communicating solutions clearly and effectively.
- Ensures appropriate policies, procedures, and controls are designed, implemented, and maintained to support compliance with applicable laws, regulations, and internal governance.
- Oversees regulatory registrations and compliance programs, assessing their effectiveness and reinforcing standards across lines of business.
- Builds and maintains strong relationships with senior leaders, regulators, and key stakeholders to advise on regulatory risk and influence business decisions and strategic initiatives.
- Develops deep understanding of business challenges and industry trends, leveraging internal and external networks to provide proactive, practical compliance guidance.
- Acts as the primary compliance contact for senior management and regulators, providing reporting and insights on regulatory risk to the Global Chief Compliance Officer and leadership.
- Supports business initiatives by advising on new products, services, marketing materials, and systems to ensure compliance requirements are embedded.
- Identifies compliance gaps and drives improvements through monitoring, training, and enhancements to tools, processes, and policies.
- Operates effectively in a high-pressure, evolving regulatory environment, supporting audits and managing changing expectations.
Your Expertise:
- 5–10+ years of experience in the investment management industry, with a focus on Canadian investment advisory and compliance matters.
- Bachelor’s degree required; advanced business or law degree preferred, along with completion of the Chief Compliance Officer Qualifying Exam and eligibility for CCO registration.
- Proven experience leading a Compliance function for a registered investment adviser, with the ability to design and implement pragmatic, effective, and forward-looking compliance solutions.
- Deep knowledge of Canadian securities laws and regulatory requirements, including registration obligations, with familiarity with U.S. regulations (e.g., SEC, NFA, CFTC).
- Strong understanding of complex investment products and the ability to work effectively with investment professionals and senior stakeholders.
- Excellent communication, analytical, and critical thinking skills, with strong attention to detail and knowledge of industry best practices.
- Demonstrated ability to manage priorities, meet deadlines, and build effective business relationships in a fast-paced, high-pressure environment.
Characteristics and Attributes:
- Demonstrates the highest level of integrity, professionalism, and sound judgment in assessing compliance matters and determining when to act independently or seek guidance.
- Collaborates effectively, fostering an inclusive, high-performing team environment focused on shared success and aligned with Russell Investments’ values of trust, teamwork, and accountability.
- Builds strong relationships and networks, using influence to drive meaningful outcomes and support business objectives.
- Embraces change and innovation, demonstrating adaptability, digital fluency, and a commitment to continuous improvement.
Artificial Intelligence Statement:
Russell Investments does not use artificial intelligence (AI) to screen or shortlist candidates at any stage of the application review process for publicly advertised job postings or associated application forms. Consistent with the requirements of the Ontario Employment Standards Act, 2000 (as amended effective January 1 2026), this statement is provided for full transparency in our recruitment practices.