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Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
The candidate will be part of the Internal Audit of Asia – Financial Crimes and Core Compliance Audit (AIAO-FCA), which is dedicated regional audit team that covers financial crimes in the Asia-Pacific region. The candidate will report to the Regional Head of Financial Crimes and Core Compliance Audit, AIAO-FCA.
Job Responsibilities:
Structure and execute efficient and effective audits to:
Undertake the role of Audit Manager, Auditor-In-Charge or Team Member for financial crimes and core compliance audits and reviews for the region.
Lead and conduct interviews with process/control owners to develop understanding of business processes, controls and client’s business
Identify potential risk, including awareness of risks both within span of control as well as enterprise-wide
Assist in developing scope and work programs
Evaluate internal controls design and effectiveness
Identify control weaknesses and suggest appropriate remediation
Document results using appropriate business and technical language in workpaper system
Report and draft issues identified
Complete work on a timely basis and with high quality
Assign and review the work of audit team members for assigned engagements in coordination with the Audit Director
Assess the state of the governance, risk management, and control environment aspects relevant to that risk
Report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk
Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations.
Build relationships with peers and stakeholders within the organization and effectively manage stakeholder relationships to a mutually accountable, productive, respectful, and trusted level. Act as a leader and role model and continuously improve self and department
Assist the Regional Head of Financial Crimes and Core Compliance Audit, AIAO-FCA on ad-hoc activities and reporting
Job Requirements:
Minimum 8 years of audit experience including experience in financial crimes (i.e. Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption) and core compliance in financial institutions and related markets, related regulatory bodies and/or Big 4 professional services firms.
Experience with the financial industry and markets, regulatory bodies, and current industry events and trends
Strong knowledge of risk assessment, audit methodology, and audit execution
Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.)
Strong analytical and problem-solving skills
Strong verbal and written communication skills
Exhibits strong ethical behaviour, and adheres to other similar professional requirements.
Degree qualified; relevant certification in Financial Crimes (e.g. CAMS) preferred.
Regional travel will be required
We regret to inform that only shortlisted applicants will be notified.
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.