Senior Manager - Capital Markets, Internal Audit

What is the Opportunity?

As a Senior Manager – Capital Markets, responsible for coverage of a specific business within RBC Capital Markets US, performing continuous risk monitoring activities to develop and maintain the annual audit plan and leading the execution of internal audits in a team-based environment to assess the effectiveness of controls and compliance with governmental regulation.

What will you do?

• Lead auditor of the Capital Markets U.S. business with specialization of one or more underlying business units.

• Work in a team-based environment including with other functional teams as project lead providing coaching and support to junior team members and be responsible for all aspects of an audit.

• Draft the audit plan that ensures adequate coverage of all risks to permit the issuance of an overall opinion on internal controls and risk management practices to senior management.

• Execute the audit plan and ensure effective audit practices for traditional and continuous audits.

• Identify high value audit observations, communicate, and gain agreement with both audit leadership and audit stakeholders

• Document findings and assess general impact on potential consequences of recommendations.

• Participate in complex and confidential/special audit projects enterprise wide as requested by RBC senior management.

• Ensure appropriate working paper evidence of findings is maintained.

• Manage performance of audit work and review working papers.

• Lead continuous monitoring activities including reviewing relevant data and meeting with key stakeholders to provide ongoing risk assessments.

• Supports other internal Audit groups in execution of their audit plans as necessary.

• Identifies and recommends efficiency opportunities within the business.

What do you need to succeed? 

Must-have

• 7+ years of experience in financial services internal audit (preferably Banking)

• Working knowledge of Capital Markets lines of business (e.g., Global Markets, Investment Banking, Cash Management) and products (e.g., derivatives, repos, IPO, FX)

• Proven ability to produce well written work products and effective communication along with value added observations/recommendations

• Highly proficient in the use of Microsoft Excel, Word and PowerPoint.

• Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations

• Proficient time management, organizational, and project management skills.  Ability to pivot through working on multiple deliverables with tight deadlines

Nice to haves:

• Certified Internal Auditor, Certified Public Accountant, or other relevant professional certifications

• A strong understanding of Data Analytics, data visualization and reporting.

• Knowledge of US regulatory standards, auditing standards and business processes in the financial securities environment

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable

• Leaders who support your development through coaching and managing opportunities

• Ability to make a difference and lasting impact

• Work in a dynamic, collaborative, progressive, and high-performing team

• Opportunities to do challenging work

• Opportunities to building close relationships with clients

The good-faith expected salary range for the above position is $120,000-$200,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs.  This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.

RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

·       Drives RBC’s high performance culture

·       Enables collective achievement of our strategic goals

·       Generates sustainable shareholder returns and above market shareholder value

#LI-Hybrid

#LI-POST

Job Skills

Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details

GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITYJersey CityUnited States of America40Full timeINTERNAL AUDITRegularSalaried2026-03-152026-04-24

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.