Manager, Regulatory Compliance Management - QA Review

WHAT IS THE OPPORTUNITY?

As part of the Enterprise Compliance RCM Quality Assurance Review Team, the role supports the Global Chief Compliance Officer’s report to the Audit Committee regarding RBC’s overall state of compliance.

This role will also support the execution of Enterprise Compliance Function’s oversight over RBC’s Regulatory Compliance Management (RCM) programs maintained within the Compliance Function and the Functions Compliance Oversight Program (FCOP), which includes periodic Quality Assurance Reviews (QARs), ongoing issues management and reporting.

WHAT WILL YOU DO?

• Execute QARs, in adherence with applicable QAR Guidelines:
  • Plan & perform individual QARs for in-scope areas pursuant to the approved annual program plan;
  • Prepare QAR reports for individual reviews that explain how the review was conducted and what findings resulted from the work performed, and share these reports with the stakeholders associated with each review; and
  • Assist the reviewed areas in understanding QAR results and Issues, and how to remediate/correct practices.
• Manage the issues identified by the QAR Review Program, including inputting the required data into the Enterprise Issues Management (EIM) system, ongoing monitoring of issues status and validation of remediation activities, following the enterprise Regulatory Compliance Issues Management Process.
• Update RCM ratings for RM functions on a quarterly basis, based on results of QARs and progress of issues remediation.
• Support the ongoing development and maintenance of the QAR Guidelines and annual QAR plans.
• Leverage best practices identified in reviews performed to drive continuous improvement in the overall QAR Program.
• Assist the wider QAR team as required on other components or initiatives of the QAR Program.

WHAT DO YOU NEED TO SUCCEED?

 Must-have  

• Undergraduate degree with 1-2 years of relevant work experience
• Experience with conducting quality assurance reviews or control testing, particularly in a risk management/ compliance context.
• Good understanding of corporate banking areas and related regulatory landscape.
• Understanding of/ experience in RCM regulatory requirements and related methodologies
• Relevant Compliance/Audit experience.
• Experience of working in close partnership with stakeholders at various levels.

Nice-to-have

• Certified audit/ compliance/ risk management professional

WHAT’S IN IT FOR YOU?

We thrive on the challenge to be our best, thinking progressively to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact
• Work in an agile, collaborative, progressive, and high-performing team
• The opportunity to interface with executives from many different parts of the organization

Job Skills

Audits Compliance, Compliance Management, Compliance Oversight, Controls Testing, Critical Thinking, Data Gathering Analysis, Decision Making, Detail-Oriented, Enterprise Compliance, Financial Regulation, Industry Knowledge, Issue Management, Product Services, Quality Assurance Review, Regulatory Compliance, Regulatory Compliance Management, Regulatory Requirements, Risk Management, Strategic Thinking

Additional Job Details

RBC CENTRE, 155 WELLINGTON ST W:TORONTOTorontoCanada37.5Full timeCHIEF LEGAL & ADMIN OFFICE GRPRegularSalaried2026-04-272026-05-18

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.