M&G PLC

Manager – Investment Operations – Regulatory Reporting

Mumbai Full time

We are M&G Global Services Private Limited (formerly known as 10FA India Private Limited, and prior to that Prudential Global Services Private Limited). We are a fully owned subsidiary of the M&G group of companies, operating as a Global Capability Centre providing a range of value adding services to the Group since 2003.

Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions. 

Our two distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment and savings solutions.

M&G Global Services has rapidly transformed itself into a powerhouse of capability that is playing an important role in M&G’s ambition to be the best loved and most successful savings and investments company in the world.

Our diversified service offerings extending from Digital Services (Digital Engineering, AI, Advanced Analytics, RPA, and BI & Insights), Business Transformation, Management Consulting & Strategy, Finance, Actuarial, Quants, Research, Information Technology, Customer Service, Risk & Compliance and Audit provide our people with exciting career growth opportunities. Through our behaviours of telling it like it is, owning it now, and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent.

Job Title: Manager - Regulatory Reporting

Function: Investment Operations

Sub Function: Regulatory Reporting

Location: Mumbai

Shift: UK hours

Overall Job Purpose

To lead and oversee SFTR (Securities Financing Transactions Regulation ) transaction reporting within the Regulatory Reporting team, ensuring accurate, timely, and compliant reporting. The role supports regulatory change initiatives, strengthens internal controls, and contributes to broader transaction reporting obligations across MiFID, EMIR, and other regimes, while driving continuous process improvement and data integrity.

The Transaction reporting Manager will act as a key person on the SFTR (Securities Financing Transactions Regulation) in the required BAU activities and reviewing / overseeing daily tasks undertaken by the wider team’s Analysts. They will work closely with members of the wider Transaction Reporting and Change team to ensure the impact of business and Regulatory change is managed effectively and internal controls and processes are aligned to new requirements.

Accountabilities/Responsibilities:

Regulatory Compliance & Reporting

Ensure accurate and timely submission of SFTR transaction reports, with future scope to support MiFID, EMIR, and other regulatory regimes.

Team & Stakeholder Collaboration

Support Managers in achieving team objectives, contribute to business-wide initiatives, and maintain strong relationships with internal teams and third-party vendors.

Risk & Control Management

Identify and mitigate operational risks through effective processes, controls, and use of technology.

Process Improvement & Change Support

Drive continuous improvement in reporting processes and controls; support remediation efforts and regulatory/business-led change initiatives.

Data Analysis & MI Reporting

Conduct reconciliations, manage back-reporting exercises, and contribute to the preparation of management information and KPIs.

Technical & Analytical Expertise

Apply strong technical skills and attention to detail in a data-driven environment, ensuring high standards of accuracy and compliance.

Professional Attributes

Demonstrate flexibility, strong communication, time management, and a proactive approach to learning and task ownership.

Experience:

  • 4 to 6 years of overall experience with minimum of 3 years in Transaction Reporting side of Regulatory Reporting

  • In-depth knowledge of SFTR Transaction Reporting is essential

  • knowledge of global regulations (EMIR, SFTR, MiFID & MAS ) is advantageous.

  • Experienced in using S&P Global and Pirum for regulatory reporting and data enrichment, and DTCC for trade reporting, reconciliation, and exception handling

  • Familiarity with Positional Reporting and other regulatory frameworks is advantageous

  • Strong understanding of Investment Management activities and related operational processes

  • High level of literacy and numeracy, proficient in Excel, Word, and data analysis tools such as Power BI Systems & Tools

  • Exposure to platforms used for data processing and reconciliation (e.g., Kaizen)

  • Ability to adapt to evolving regulatory and business requirements

Educational Qualification:

  • Graduate in any discipline.

  • Masters in Finance / Economics / Any Certification like FRM / CFA will be a plus

We have a diverse workforce and an inclusive culture at M&G Global Services, regardless of gender, ethnicity, age, sexual orientation, nationality, disability or long term condition, we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.