The overall goal of the Compliance function is that Euronext Securities has a mature and effective second line of defence with a compliance departments that bring value to the business. This can be done by helping the business comply with relevant standards, ensuring the commercial angle in connection with compliance and complying with relevant legislation. This includes monitoring and anchoring relevant standards in the business, and monitoring that the legal and regulatory framework and processes are adequately implemented in the business.
Involved in the development of the compliance function.
Main purpose solve tasks for Compliance.
Main tasks:
Contribute to monitoring compliance with relevant applicable legislation, regulations and directives (such as CSDR)
Compliance risk analysis e.g. identification of compliance risks through risk analyses, other compliance analyses and performance of controls
Contribute to reporting to stakeholders and relevant authorities
Presentations and training material
Preparation, updating and control of policies, process descriptions and business procedures
Administration and planning ad hoc compliance tasks.
Requirements:
Short or long higher education Master/PhD
Graduated in one of Economics, Business Administration, Strategy and Control, Finance and Strategic Management, Strategy, Organisation and Leadership or Law
Good communication skills in writing and speaking (English and Italian)
Office suite
Analytical
Detail-oriented
Theoretical or practical knowledge of compliance and risk methods, tools and work.
Personal skills
Ambitious about quality
Responsible
Structured and good at planning your own time
Analytical sense
Independent, proactive and enterprising
Good interpersonal skills and relationship-building across the organisation
Interested in learning new things.
We are proud to be an equal opportunity employer. We do not discriminate against individuals on the basis of race, gender, age, citizenship, religion, sexual orientation, gender identity or expression, disability, or any other legally protected factor. We value the unique talents of all our people, who come from diverse backgrounds with different personal experiences and points of view and we are committed to providing an environment of mutual respect.
This job description is only describing the main activities within a certain role and is not exhaustive. It does not prevent to add more tasks, projects.