About this role:
Wells Fargo is seeking a Compliance specialist.
In this role, you will:
- Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
- Oversee the Front Line's execution and challenges appropriately on compliance related decisions
- Support the oversight or monitoring of a risk-based compliance program
- Provide support in developing and overseeing standards with some business and functional knowledge
- Provide compliance risk insight and support projects and initiatives with low to moderate risk for a business line or functional area
- Work with a business unit, a defined set of rules and regulations on low to moderate risk compliance matters
- Support the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
- Provide direction to the business on developing corrective action plans and effectively managing regulatory change
- Provide support in reporting findings and drafting recommendations to management
- Support and implement initiatives with low to moderate risk
- Interact with team to support risk oversight and monitoring
- Manage and ensure accuracy of data
- Troubleshoot system issues to determine root cause
- Research and implement new regulatory rules and manage other Registration Team related projects
- Identify and recommend opportunities for process improvement and risk control development
- Establish and maintain effective relationships with various teams
- Make decisions and resolve issues to meet business objectives
- Interpret policies, procedures, and compliance requirements
- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
- Interact with internal customers
- Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
Required Qualifications:
- 2+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
- 2+ years of experience in QA, UAT, SDLC, and test automation, preferably in compliance or regulated domains.
- Extensive hands-on experience with Playwright automation (TypeScript or Python) and Selenium, including framework development and regression suite automation.
- Advanced proficiency in Power Apps and Power Automate for process automation and workflow optimization.
- Demonstrated ability to lead and mentor small teams (2-3 members), driving delivery excellence.
- Strong understanding of Agile methodologies and SDLC best practices.
- Hands-on experience applying Gen AI solutions in UAT/QA or SDLC lifecycle (e.g., AI-driven test scenario generation, automation, or analytics).
- Excellent analytical, verbal, and written communication skills
Job Expectations:
- The Compliance UAT Services Specialist is responsible for, but not limited to
- Developing automated testcase for 10 Applications using the existing framework
- Conduct feasibility check on Master regression suite for 10+ Applications and plan for automation
- Developing the UAT plans for Wells Fargo compliance technology implementations. Specifically, he/she will work with the compliance teams to understand the business requirements and ensure that the planned technology satisfies those requirements.
- Creating, preparing and delivering UAT test plans, test strategies, and test signoffs, while adhering to corporate test standards.
- Partnering with business testing teams to ensure user acceptance and regression test scripts accurately reflect business processes. The Compliance UAT Senior Specialist will perform complex test data conditioning, regression testing and testing validation, applying medium to advanced testing methodologies.
- Developing and executing UAT activities for major compliance technology tool releases, as well as smaller production defect releases.
- Tracking application defects through triage, correction, and testing processes to ensure the Technology Team has the required information and support to correct the defect.
- Authoring complex test scenarios, test cases and test scripts. Supporting the update of training content, user guides, and frequently asked questions documentation.
- Conditioning data in test environments to coincide with test script requirements.
- Performing Test Automation using Selenium-Python using approved frameworks
- This role demands Hybrid functional testing capability with strong knowledge on Functional and Automation testing in addition to agile methodology.
- Desktop automation using SharePoint and power apps
- The Compliance UAT Services Specialist is responsible for, but not limited to
- Developing automated testcase for 10 Applications using the existing framework
- Conduct feasibility check on Master regression suite for 10+ Applications and plan for automation
- Developing the UAT plans for Wells Fargo compliance technology implementations. Specifically, he/she will work with the compliance teams to understand the business requirements and ensure that the planned technology satisfies those requirements.
- Creating, preparing and delivering UAT test plans, test strategies, and test signoffs, while adhering to corporate test standards.
- Partnering with business testing teams to ensure user acceptance and regression test scripts accurately reflect business processes. The Compliance UAT Senior Specialist will perform complex test data conditioning, regression testing and testing validation, applying medium to advanced testing methodologies.
- Developing and executing UAT activities for major compliance technology tool releases, as well as smaller production defect releases.
- Tracking application defects through triage, correction, and testing processes to ensure the Technology Team has the required information and support to correct the defect.
- Authoring complex test scenarios, test cases and test scripts. Supporting the update of training content, user guides, and frequently asked questions documentation.
- Conditioning data in test environments to coincide with test script requirements.
- Performing Test Automation using Selenium-Python using approved frameworks
- This role demands Hybrid functional testing capability with strong knowledge on Functional and Automation testing in addition to agile methodology.
- Desktop automation using SharePoint and power apps
Posting End Date:
12 Jan 2026
*Job posting may come down early due to volume of applicants.
We Value Equal Opportunity
Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Wells Fargo Recruitment and Hiring Requirements:
a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.