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TThe Compliance Risk Officer is part of the Compliance Consolidated Supervision (CCS) Competence Center. This mission aims at supporting the CCS team mainly for the performance of Compliance controls, periodical and thematic reviews. The Compliance Consolidated Supervision Competence Center is active in all areas where BJBE needs to maintain the ongoing compliance with the applicable regulations, which are under the Compliance framework, this includes AML/CTF, Tax Compliance, Sanctions & Embargoes, Fraud, MiFID 2, IDD, Market Abuse, CoI, etc… The mission of Compliance is to support the Senior Management in ensuring compliance with external and internal regulations by actively managing regulatory and reputational risksGeneral/ Compliance Culture
Preparing all documents required by Internal and External auditors
Complying with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor’s and auditor’s requirements
Ensuring excellent and evolving knowledge of all European regulations applicable to BJBE, industry best practice and in-house policies and procedures
Get an insight in relevant departments (e.g. Legal, Risk Management, Product Management or Relationship Management) in order to get to know the interfaces and to understand the business model of the bank as well as the respective responsibility of compliance (“2nd Line of Defence”)
Stay updated on any regulatory changes with relevance to regulatory compliance
Communicating effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties
Participate in compliance related projects
Performing regulatory compliance controls as per the BJBE Compliance control plan
Participating to the BJBE risk assessment and the Compliance risk assessment
Performing thematic reviews
Preparing regular and ad-hoc reports for BJBE Management and Compliance Head Office with regard to the execution of compliance activities and respective outcomes
Providing advice and support to Front Officers on CCS matters
Ability to deep dive and tackle topics “hands on” when required
Able to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globally
Strong ability to work solution oriented with a pragmatic approach
Strong hands-on mentality which allows you to react flexible on ad-hoc requirement
Detail oriented and demonstrate a high readiness of mind
Ability to work under pressure, autonomously and within a team
Excellent analytical skills and resilience
Strong negotiator
Bachelor’s degree in Economics, Legal or Compliance or equivalent
Minimum 2 years professional experience as a Compliance Officer (“2nd Line of Defence”) or a similar position in a Compliance Department of a Bank or in the Financial Sector, preferably in Private Banking
Experience in Private Banking and/or in an internationally reputable consulting / audit firm
Good understanding of Luxembourg and European laws and regulations relevant to private banking activity
Excellent verbal and writing skills in English to prepare clear, concise reports with minimal supervision; every further foreign language would be an added advantage
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