Compliance QA/Testing Analyst

Role Summery

The QA Analyst is responsible for ensuring the quality, accuracy, and regulatory compliance of AML investigations, with a strong focus on Suspicious Activity Reports (SARs). This role ensures that investigative outputs meet internal standards and regulatory expectations, with clear reasoning, well-supported findings, and actionable recommendations. The QA Analyst also contributes to improving control frameworks and identifying risks across AML and broader compliance processes.

What You’ll Do

• Conduct quality assurance reviews of AML investigations and SARs, assessing accuracy, completeness, timeliness, and compliance with internal and regulatory standards.
• Evaluate whether investigative findings, suspicion rationale, and conclusions are clearly articulated and supported by sufficient evidence and risk indicators.
• Prepare and deliver structured QA reports, clearly documenting findings, observations, risks, and actionable recommendations.
• Identify trends, recurring issues, and potential control gaps across SARs and casework, escalating material risks where appropriate.
• Support the development and refinement of QA frameworks, scorecards, and calibration processes to ensure consistency and regulatory alignment (e.g., FinCEN expectations).
• Perform QA testing across additional compliance areas such as KYC, onboarding, transaction monitoring, and sanctions screening as needed.

Who You Are

• Strong understanding of AML regulations and SAR requirements, with hands-on experience in SAR writing and/or SAR quality assurance review.
• Skilled at assessing investigative quality, including identifying gaps in logic, insufficient evidence, and unsupported conclusions.
• Experience across multiple compliance domains (e.g., transaction monitoring, KYC/onboarding, sanctions), or ability to quickly adapt QA methodologies to new areas.
• Strong analytical and critical thinking skills, with a risk-based approach to identifying issues and control weaknesses.
• Excellent written communication skills, with the ability to produce clear, structured QA reports with well-supported findings and recommendations.
• High attention to detail and consistency in applying QA frameworks, scorecards, and calibration standards.
• Strong communicator, able to present QA findings and thematic insights to stakeholders and management to support decision-making and remediation.

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