Job Description & Summary
At PwC, we help clients build trust and reinvent so they can turn complexity into competitive advantage. We’re a tech-forward, people-empowered network with more than 370,000 people in 149 countries. Across audit and assurance, tax and legal, deals and consulting we help clients build, accelerate and sustain momentum. Find out more at www.pwc.com.Job Description
A career within Risk & Compliance Solutions will provide you with the opportunity to help companies rethink their approach to compliance and risk and create a sustainable risk advantage. We’re a part of a unique client proposition, assisting our clients to develop proper internal controls by sharing our technical know-how and leveraging on analytics and technology solutions to underpin efficient execution of governance, to optimise their risk and compliance policies and processes, and improve business performance.
Specific responsibilities include but are not limited to:
Providing regulatory advice to fund management clients on areas relating to risk, regulations and compliance.
Conducting compliance reviews and internal audits for asset managers and formulating recommendations for improving processes and controls to better comply with industry/market practices, regulatory requirements and regulators’ expectations.
Conducting business processes and controls reviews, including control assurance reporting to identify gaps, assessing risks and providing recommendations for remediation.
Providing outsourced compliance support to clients. This includes regulatory reporting, operationalising changes and updates to regulations, conducting compliance monitoring and reporting to senior management, assisting on AML/KYC reviews and providing regulatory advice.
Helping clients develop, implement and strengthen their enterprise risk management and compliance frameworks.
Managing key stakeholder relationships, including communication of the scope of work, findings and observations, and industry updates.
About you:
Bachelor’s Degree in a related area Accounting / Commerce including students from a local/overseas university
Good understanding and interest in the asset management or private wealth management landscape (preferable)
Minimum 1 year of regulatory compliance, internal audit or processes, risk and controls experience, preferably in a Big 4 audit firm, regulator or financial institution (preferable)
Good track record of academic achievements
Meticulous and attention to details, possessing an analytical and enquiring mind-set
Professional, confident and highly motivated self-starter, with an ability to handle multiple tasks in a fast-paced environment with tight deadlines,
Positive attitude to learn and strong team player.
Able to work under pressure and tight deadlines
Possess strong values, personal integrity, and emotional intelligence.